StockPurchaseAgreement股票购买合同117doc.docx
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StockPurchaseAgreement股票购买合同117doc.docx
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StockPurchaseAgreement股票购买合同117doc
StockPurchaseAgreement股票购买合同-
THISSTOCKPURCHASEAGREEMENT(theAgreement)ismadeasof_________,_________,_________(M/D/Y),byandbetweenAAA,INC.,a_________(Address)corporation,(theCompany),BBBLLC(W)andCCC,a_________(Address)corporation(Purchaser).WHEREAS,theCompanydesirestoissue,andPurchaserdesirestoacquire,stockoftheCompanyashereindescribed,onthetermsandconditionshereinaftersetforth;WHEREAS,theissuancehereunderisintendedtocomplywiththeprovisionsofRule506promulgatedbytheSecuritiesandExchangeCommissionundertheSecuritiesActof1933,asamended(theAct).NOW,THEREFORE,ITISAGREEDbetweenthepartiesasfollows:
1.PURCHASEANDSALEOFSTOCK.PurchaserherebyagreestopurchasefromtheCompany,andtheCompanyherebyagreestoselltoPurchaserthelesserof1,250,000sharesoftheCompany’sCommonStockorthatnumberofsharesoftheCompany’sCommonStockhavinganaggregatepurchasepriceof$_________million(theStock)followingtheeffectivenessofaregistrationstatementundertheActrelatingtotheCompany’sinitialpublicoffering(theInitialPublicOffering)atapersharepriceequaltothepersharepricetothepublicintheInitialPublicOffering;provided,however,theCompanyagreesnottoenterintoanyagreementwithanotherpartytosellsharesofcapitalstockoftheCompanyuponmorefavorabletermsthancontainedherein(excludingallsecuritiesoftheCompanyoutstandingonthedatehereoforproposedtobeissuedpursuanttotheAgreementandPlanofMergerbyandbetweenBBB,aCaliforniacorporation,andtheCompany,includingoutstandingoptions,optionsreservedtobeissuedpursuanttotheCompany’s1998EquityIncentivePlan,warrantsandotherconvertiblesecurities)inaprivateplacementtransactionundertheSecuritiesActof1933,asamended,priortotheeffectivenessoftheCompany’sInitialPublicOffering(aNewTransaction).IftheCompanyshallenterintosuchaNewTransaction,theCompanyshallselltheStocktothePurchaseratthepriceproposedinsuchNewTransaction.Theclosinghereunder(theClosing),includingpaymentforanddeliveryoftheStockshalloccurattheofficesofCooleyGodwardLLP,counseltotheCompany(CompanyCounsel),3000SandHillRoad,BuildingThree,Suite230,MenloPark,CA94025,concurrentlywiththeclosingoftheInitialPublicOffering,oratsuchothertimeandplaceasthepartiesmaymutuallyagree.2.OPTION.IftheInitialPublicOfferingdoesnotoccurby_________,_________,_________(M/D/Y),thePurchasershallhavetheoptiontopurchase$14.5millionworthofSeriesEPreferredStockofBBB,theCaliforniacorporation,at$_________pershare(theOption).SuchOptionshallexpireon_________,_________,_________(M/D/Y).IftheInitialPublicOfferingdoesnotoccurandthePurchaserelectstoexercisesuchOption,PurchasershallenterintoaSeriesEPreferredStockPurchaseAgreementwithBBB,theformofwhichwillbethesameastheSeriesEPreferredStockPurchaseAgreementdated_________,_________,_________(M/D/Y)betweenBBBanditsSeriesEPreferredStockholderswithsuchchangesasarereasonablyrequestedbyPurchaser.3.LIMITATIONSONTRANSFER.Purchasershallnotassign,hypothecate,donate,encumberorotherwisedisposeofanyinterestintheStockexceptincompliancewiththeprovisionshereinandapplicablesecuritieslaws.TheCompanyanditstransferagentshallnotberequired(a)totransferonitsbooksanysharesofStockoftheCompany,whichshallhavebeentransferredinviolationofanyoftheprovisionssetforthinthisAgreementor(b)totreatasownerofsuchsharesortoaccordtherighttovoteassuchownerortopaydividendstoanytransfereetowhomsuchsharesshallhavebeensotransferred.4.PURCHASERREPRESENTATIONS.InconnectionwiththepurchaseoftheStock,PurchaserrepresentstotheCompanythefollowing:
(a)PurchaserhasallnecessarypowerandauthorityunderallapplicableprovisionsoflawtoexecuteanddeliverthisAgreementandtocarryoutitsprovisions.AllactiononPurchaser’spartrequiredforthelawfulexecutionanddeliveryofthisAgreementhasbeenorwillbeeffectivelytakenpriortotheClosing.Uponitsexecutionanddelivery,thisAgreementwillbeavalidandbindingobligationofPurchaser,enforceableinaccordancewithitsterms.(b)PurchaseracknowledgesreceiptoftheRegistrationStatement(definedunderSection5(i)hereof).PurchaserispurchasingtheStock,ifany,forinvestmentforPurchaser’sownaccountonlyandnotwithaviewto,orforresaleinconnectionwith,anydistributionthereofwithinthemeaningoftheAct.(c)PurchaserunderstandsthattheStock,ifany,hasnotbeenregisteredundertheActbyreasonofaspecificexemptiontherefrom,whichexemptiondependsupon,amongotherthings,thebonafidenatureofPurchaser’sinvestmentintentasexpressedherein.(d)PurchaserfurtheracknowledgesandunderstandsthattheStockmustbeheldindefinitelyunlessitissubsequentlyregisteredundertheActoranexemptionfromsuchregistrationisavailable.PurchaserunderstandsthatthecertificateevidencingtheStockwillbeimprintedwithalegendwhichprohibitsitstransferunlessitisregisteredorsuchregistrationisnotrequiredintheopinionofcounselfortheCompany.(e)PurchaserisfamiliarwiththeprovisionsofRule144,undertheAct,asineffectfromtimetotime,which,insubstance,permitslimitedpublicresaleofrestrictedsecuritiesacquired,directlyorindirectly,fromtheissuerthereof(orfromanaffiliateofsuchissuer),inanon-publicofferingsubjecttothesatisfactionofcertainconditionsincluding,amongotherthings:
(i)theavailabilityofcertainpublicinformationabouttheCompanyand(ii)theresaleoccurringfollowingtherequiredholdingperiodunderRule144afterthePurchaserhaspurchased,andmadefullpaymentof(withinthemeaningofRule144),thesecuritiestobesold.(f)PurchaserfurtherunderstandsthatatthetimePurchaserwishestoselltheStocktheremaybenopublicmarketuponwhichtomakesuchasale,andthat,evenifsuchapublicmarketthenexists,theCompanymaynotbesatisfyingthecurrentpublicinformationrequirementsofRule144,andthat,insuchevent,PurchaserwouldbeprecludedfromsellingtheStockunderRule144eveniftheminimumholdingperiodrequirementhadbeensatisfied.(g)PurchaserisaqualifiedinstitutionalbuyerasthattermisdefinedinRule144AundertheAct.5.COMPANYREPRESENTATIONS.TheCompanyandWherebyjointlyandseverallyrepresentandwarranttothePurchaserasfollows:
(a)AUTHORIZATION.AllcorporateorlimitedliabilitycompanyactiononthepartoftheCompanyandW,theirofficers,members,directorsandstockholdersnecessaryfortheauthorization,executionanddeliveryofthisAgreementhavebeentaken.TheCompanyandWhavetherequisitecorporatepowertoenterintothisAgreementandcarryoutandperformtheirobligationsunderthisAgreement.AttheClosing,theCompanywillhavetherequisitecorporatepowertosellthesharesoftheStocktobesoldatsuchClosing.ThisAgreementhasbeendulyauthorized,executedanddeliveredbytheCompanyandWand,upondueexecutionanddeliverybyPurchaser,thisAgreementwillbeavalidandbindingagreementoftheCompanyandW,exceptasenforceabilitymaybelimitedbybankruptcy,insolvency,reorganization,moratoriumorsimilarlawsaffectingcreditors’rightsgenerallyorbyequitableprinciples.(b)NOCONFLICTWITHOTHERINSTRUMENTS.Theexecution,deliveryandperformanceofthisAgreementwillnotresultinanyviolationof,beinconflictwith,orconstituteadefaultunder,withorwithoutthepassageoftimeorthegivingofnotice(a)anyprovisionoftheCompany’sorW’scharterdocumentsaseithershallbeineffect,(b)anyprovisionofanyjudgment,decreeorordertowhichtheCompanyorWisapartyorbywhichtheyarebound,(c)anymaterialcontract,obligationorcommitmenttowhichtheCompanyorWisapartyorbywhicheitherisboundor(d)totheCompany’sorW’sknowledge,anystatute,ruleorgovernmentalregulationapplicabletotheCompanyorW.(c)ORGANIZATIONANDGOODSTANDING.Wisalimitedliabilitycorporationdulyorganized,validlyexistingandingoodstandingunderthelawsoftheStateof_________(Address)andhasallrequisitecorporatepowerandauthoritytocarryonitsbusinessasnowconductedandasproposedtobeconducted.Wisdulyqualifiedtotransactbusinessandisingoodstandingineachjurisdictioninwhichthefailuretosoqualifywouldhaveamaterialadverseeffectonitsbusinessorproperties.TheCompanyisacorporationdulyorganized,validlyexistingandingoodstandingunderthelawsoftheStateof_________(Address)andhasallrequisitecorporatepowerandauthoritytocarryonitsbusinessasnowconductedandasproposedtobeconducted.TheCompanyisdulyqualifiedtotransactbusinessandisingoodstandingineachjurisdictioninwhichthefailuretosoqualifywouldhaveamaterialadverseeffectonitsbusinessorproperties.(d)CAPITALIZATION.(i)AsoftheClosing,theauthorizedcapitalstockoftheCompanyshallconformastolegalmatterstothedescriptionthereofcontainedintheRegistrationStatement.(ii)ThesharesofCommonStockoutstandingpriortotheissuanceofthesharestobesoldbytheCompanyintheInitialPublicOfferinghavebeendulyauthorizedandarevalidlyissued,fullypaidandnon-assessable.ExceptassetforthintheRegistrationStatement,theCompanydoesnoth
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