A序列优先股购买协议SERIESAPREFERREDSTOCKPURCHA.docx
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A序列优先股购买协议SERIESAPREFERREDSTOCKPURCHA.docx
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A序列优先股购买协议SERIESAPREFERREDSTOCKPURCHA
SERIESAPREFERREDSTOCKPURCHASEAGREEMENT
PreliminaryNote
TheStockPurchaseAgreementsetsforththebasictermsofthepurchaseandsaleofthepreferredstocktotheinvestors(suchasthepurchaseprice,closingdate,conditionstoclosing)andidentifiestheotherfinancingdocuments.Generallythisagreementdoesnotsetfortheither
(1)thecharacteristicsofthestockbeingsold(whicharedefinedintheCertificateofIncorporation)or
(2)therelationshipamongthepartiesaftertheclosing,suchasregistrationrights,rightsoffirstrefusalandco-sale,votingarrangements(thesemattersoftenimplicateotherpersonsthanjustthepanyandtheinvestorsinthisroundoffinancing,andareusuallyembodiedinseparateagreementstowhichthoseotherspersonsareparties,orinsomecasesbytheCertificateofIncorporation).ThemainitemsofnegotiationintheStockPurchaseAgreementarethereforethepriceandnumberofsharesbeingsold,andtherepresentationsandwarrantiesthatthepany,andsometimestheFoundersaswell,mustmaketotheinvestors.
TABLEOFCONTENTS
NotetoDrafter:
SectionheadingshavebeenformattedtoautomaticallypopulatetheTableofContents. However,wheneditingthisdocumentforyourownuse,thepagenumbersmaychange. InordertoreflectthecorrectpagenumbersintheTableofContents,youmust“updatepagenumbers”totheTableofContentsby
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Page
ExhibitA-SCHEDULEOFPURCHASERS
ExhibitB-FORMOFAMENDEDANDRESTATEDCERTIFICATEOFINCORPORATION
ExhibitC-DISCLOSURESCHEDULE
ExhibitD-FORMOFINDEMNIFICATIONAGREEMENT
ExhibitE-FORMOFINVESTORS’RIGHTSAGREEMENT
ExhibitF-FORMOFMANAGEMENTRIGHTSLETTER
ExhibitG-FormofRightofFirstRefusalandCo-SaleAgreement
ExhibitH-FORMOFVOTINGAGREEMENT
ExhibitI-FORMOFLEGALOPINIONOF[PANYCOUNSEL]
[ExhibitJ-MILESTONEEVENTS]
ADDENDUMTOSTOCKPURCHASEAGREEMENT:
SAMPLEFOUNDERREPRESENTATIONSANDWARRANTIES
SERIESAPREFERREDSTOCKPURCHASEAGREEMENT
THISSERIES APREFERREDSTOCKPURCHASEAGREEMENT(this“Agreement”),ismadeasofthe[__]dayof[________,20_]byandamong[____________],aDelawarecorporation(the“pany”),theinvestorslistedonExhibitAattachedtothisAgreement(eacha“Purchaser”andtogetherthe“Purchasers”)[andthepersonslistedas“Founders”onthesignaturepagestothisAgreement(eacha“Founder”andtogetherthe“Founders”)].
Thepartiesherebyagreeasfollows:
1.PurchaseandSaleofPreferredStock.
1.1SaleandIssuanceofSeries APreferredStock.
(a)ThepanyshalladoptandfilewiththeSecretaryofStateoftheStateofDelawareonorbeforetheInitialClosing(asdefinedbelow)theAmendedandRestatedCertificateofIncorporationintheformofExhibitBattachedtothisAgreement(the“RestatedCertificate”).
(b)SubjecttothetermsandconditionsofthisAgreement,eachPurchaseragreestopurchaseattheClosingandthepanyagreestosellandissuetoeachPurchaserattheClosingthatnumberofsharesofSeries APreferredStock,$[__]parvaluepershare(the“SeriesAPreferredStock”),setforthoppositeeachPurchaser’snameonExhibitA,atapurchasepriceof$[__]pershare.ThesharesofSeries APreferredStockissuedtothePurchaserspursuanttothisAgreement(includinganysharesissuedattheInitialClosingandany[MilestoneSharesor]AdditionalShares,asdefinedbelow)shallbereferredtointhisAgreementasthe“Shares.”
1.2Closing;Delivery.
(a)TheinitialpurchaseandsaleoftheSharesshalltakeplaceremotelyviatheexchangeofdocumentsandsignatures,at[____][_].m.,on[__________,20_],oratsuchothertimeandplaceasthepanyandthePurchasersmutuallyagreeupon,orallyorinwriting(whichtimeandplacearedesignatedasthe“InitialClosing”).Intheeventthereismorethanoneclosing,theterm“Closing”shallapplytoeachsuchclosingunlessotherwisespecified.
(b)AteachClosing,thepanyshalldelivertoeachPurchaseracertificaterepresentingtheSharesbeingpurchasedbysuchPurchaseratsuchClosingagainstpaymentofthepurchasepricethereforbycheckpayabletothepany,bywiretransfertoabankaccountdesignatedbythepany,bycancellationorconversionofindebtednessofthepanytoPurchaser[,includinginterest],orbyanybinationofsuchmethods.
1.3SaleofAdditionalSharesofPreferredStock.
(c)AftertheInitialClosing,thepanymaysell,onthesametermsandconditionsasthosecontainedinthisAgreement,upto[_________]additionalshares(subjecttoappropriateadjustmentintheeventofanystockdividend,stocksplit,binationorsimilarrecapitalizationaffectingsuchshares)ofSeriesAPreferredStock(the“AdditionalShares”),tooneormorepurchasers(the“AdditionalPurchasers”)[reasonablyacceptabletoPurchasersholdinga[specifypercentage]ofthethenoutstandingShares],providedthat(i)suchsubsequentsaleisconsummatedpriorto[90]daysaftertheInitialClosing(ii)eachAdditionalPurchasershallbeeapartytotheTransactionAgreements(asdefinedbelow)(otherthantheManagementRightsLetter),byexecutinganddeliveringacounterpartsignaturepagetoeachoftheTransactionAgreements[;and(iii)[_________],counselforthepany,providesanopiniondatedasofthedateofsuchClosingthattheoffer,issuance,saleanddeliveryoftheAdditionalSharestotheAdditionalPurchasersdonotrequireregistrationundertheSecuritiesActof1933,asamended,orapplicablestatesecuritieslaws].ExhibitAtothisAgreementshallbeupdatedtoreflectthenumberofAdditionalSharespurchasedateachsuchClosingandthepartiespurchasingsuchAdditionalShares.
(d)[AftertheInitialClosing,thepanyshallsell,andthePurchasersshallpurchase,onthesametermsandconditionsasthosecontainedinthisAgreement,upto[_____________]additionalsharesofSeriesAPreferredStock(the“MilestoneShares”),proratainaccordancewiththenumberofSharesbeingpurchasedbyeachsuchPurchaseratallpriorClosings,onthecertificationbythe[Board][Purchasers]thattheeventsspecifiedinExhibitJattachedtothisAgreementhaveoccurred(the“MilestoneEvents”).ThedateofthepurchaseandsaleoftheMilestoneSharesarereferredtointhisAgreementasthe“MilestoneClosing.”]
1.4[UseofProceeds
1.3..Inaccordancewiththedirectionsofthepany’sBoardofDirectors,asitshallbeconstitutedinaccordancewiththeVotingAgreement,thepanywillusetheproceedsfromthesaleoftheSharesforproductdevelopmentandothergeneralcorporatepurposes.]
1.5DefinedTermsUsedinthisAgreement
1.5..Inadditiontothetermsdefinedabove,thefollowingtermsusedinthisAgreementshallbeconstruedtohavethemeaningssetforthorreferencedbelow.
(a)“Affiliate”means,withrespecttoanyspecifiedPerson,anyotherPersonwho,directlyorindirectly,controls,iscontrolledby,orisundermoncontrolwithsuchPerson,including,withoutlimitation,anygeneralpartner,managingmember,officerordirectorofsuchPersonoranyventurecapitalfundnoworhereafterexistingthatiscontrolledbyoneormoregeneralpartnersormanagingmembersof,orsharesthesamemanagementpanywith,suchPerson.
(b)“Code”meanstheInternalRevenueCodeof1986,asamended.
(c)“panyCoveredPerson”means,withrespecttothepanyasan“issuer”forpurposesofRule506promulgatedundertheSecuritiesAct,anyPersonlistedinthefirstparagraphofRule506(d)
(1).
(d)“panyIntellectualProperty”meansallpatents,patentapplications,trademarks,trademarkapplications,servicemarks,servicemarkapplications,tradenames,copyrights,tradesecrets,domainnames,maskworks,informationandproprietaryrightsandprocesses,similarorotherintellectualpropertyrights,subjectmatterofanyoftheforegoing,tangibleembodimentsofanyoftheforegoing,licensesin,toandunderanyoftheforegoing,andanyandallsuchcases[thatareownedorusedby][asarenecessaryto]thepanyintheconductofthepany’sbusinessasnowconductedandaspresentlyproposedtobeconducted.
(e)“IndemnificationAgreement”meanstheagreementbetweenthepanyandthedirector[andPurchaserAffiliates]designatedbyanyPurchaserentitledtodesignateamemberoftheBoardofDirectorspursuanttotheVotingAgreement,datedasofthedateoftheInitialClosing,intheformofExhibitDattachedtothisAgreement.
(f)“Investors’RightsAgreement”meanstheagreementamongthepanyandthePurchasers[andcertainotherstockholdersofthepany]datedasofthedateoftheInitialClosing,intheformofExhibitEattachedtothisAgreement.
(g)“KeyEmployee”meansanyexecutive-levelemployee(includingdivisiondirectorandvicepresident-levelpositions)aswellasanyemployeeorconsultantwhoeitheraloneorinconcertwithothersdevelops,invents,programsordesignsanypanyIntellectualProperty.
(h)“Knowledge”includingthephrase“tothepany’sknowledge”shallmeantheactualknowledge[afterreasonableinvestigation]ofthefollowingofficers:
[specifynames].
(i)“ManagementRightsLetter”meanstheagreementbetweenthepanyand[Purchaser],datedasofthedateoftheInitialClosing,intheformofExhibitFattachedtothisAgreement.
(j)“MaterialAdverseEffect”meansamaterialadverseeffectonthebusiness,assets(includingintangibleassets),liabilities,financialcondition,property,prospectsorresultsofoperationsofthepany.
(k)“Person”meansanyindividual,corporation,partnership,trust,limitedliabilitypany,ass
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