Common Stock and Warrant Purchase Agreement普通股授权购买合同 docx.docx
- 文档编号:15731102
- 上传时间:2023-07-07
- 格式:DOCX
- 页数:16
- 大小:22.09KB
Common Stock and Warrant Purchase Agreement普通股授权购买合同 docx.docx
《Common Stock and Warrant Purchase Agreement普通股授权购买合同 docx.docx》由会员分享,可在线阅读,更多相关《Common Stock and Warrant Purchase Agreement普通股授权购买合同 docx.docx(16页珍藏版)》请在冰点文库上搜索。
CommonStockandWarrantPurchaseAgreement普通股授权购买合同docx
CommonStockandWarrantPurchaseAgreement普通股授权购买合同
DATEDASOF_________(M/D/Y)
BYANDBETWEEN
AAA
AND
BBB,INC.
TABLEOFCONTENTS
SECTION1SALEOFCOMMONSTOCKANDWARRANTS
1.1SaleofCommonStockandWarrants
1.2ClosingDate
1.3Delivery
1.4Legend
SECTION2REPRESENTATIONSANDWARRANTIESOFTHECOMPANY
2.1Organization
2.2Capitalization
2.3Authorization
2.4NoConflict
2.5AccuracyofReports
2.6FinancialStatementsandChanges
2.7GovernmentalConsent,etc
SECTION3REPRESENTATIONSANDWARRANTIESOFTHEPURCHASER
3.1Investment
3.2Organization
3.3Authority
3.4GovernmentConsents,etc
3.5Investigation
3.6Financing
SECTION4CONDITIONSTOOBLIGATIONSOFTHEPURCHASER
4.1RepresentationsandWarrantiesCorrect
4.2Covenants
4.3OpinionofCompany'sCounsel
4.4NoOrderPending
4.5HSRAct
4.6NoLawProhibitingorRestrictingSuchSale
4.7ComplianceCertificate
SECTION5CONDITIONSTOOBLIGATIONSOFCOMPANY
5.1RepresentationsandWarrantiesCorrect
5.2Covenants
5.3NoOrderPending
5.4HSRAct
5.5NoLawProhibitingorRestrictingSuchSale
5.6ComplianceCertificate
SECTION6COVENANTSOFTHECOMPANYANDTHEPURCHASER
6.1MarketStandoff
6.2RegistrationRightsAgreement
SECTION7MISCELLANEOUS
7.1TerminationofAgreement
7.2EffectofTermination
7.3BestEfforts
7.4GoverningLaw
7.5Survival
7.6SuccessorsandAssigns
7.7EntireAgreement;Amendment
7.8Notices
7.9Brokers
7.10Severability
7.11InjunctiveRelief
7.12CostsandExpenses
7.13NoThirdPartyRights
7.14Publicity
7.15CaptionsandHeadings
7.16Counterparts
COMMONSTOCKANDWARRANTPURCHASEAGREEMENT
THISCOMMONSTOCKANDWARRANTPURCHASEAGREEMENT(the"Agreement")isdatedasof_________(M/D/Y),byandbetweenAAA,a_________(STATE)corporation(the"Company")andBBB,Inc.,a_________(STATE)corporationandwhollyownedsubsidiaryofTheCCCCompany(the"Purchaser").
SECTION1SALEOFCOMMONSTOCKANDWARRANTS
1.1SaleofCommonStockandWarrants.Subjecttothetermsandconditionshereof,theCompanywillissueandselltothePurchaser,andthePurchaserwillpurchasefromtheCompany,attheClosing(asdefinedbelow),(i)_________shares(the"Shares")oftheCompany'scommonstock(the"CommonStock"),atapurchasepriceof$,_________pershare,foranaggregatepurchasepriceof$,_________,and(ii)twowarrants(forothergoodandvaluableconsiderationherebyacknowledged):
onewarrant("WarrantA")topurchaseupto_________sharesoftheCompany'sCommonStock(the"WarrantAShares")atanexercisepriceof$,_________pershare;andonewarrant("WarrantB")topurchaseupto_________sharesoftheCompany'sCommonStock(the"WarrantBShares")atanexercisepriceof$,_________pershare(together,WarrantAandWarrantBshallhereinafterbereferredtoasthe"Warrants,"andtheWarrantASharesandtheWarrantBSharestogethershallhereinafterbereferredtoasthe"WarrantShares"),andonsuchothertermsandconditionsasarespecifiedintheformofCommonStockPurchaseWarrantattachedasExhibitAhereto.
1.2ClosingDate.TheclosingofthepurchaseandsaleoftheSharesandtheWarrants(the"Closing")shallbeheldatthelawofficesofDDD,650PageMillRoad,PaloAlto,_________at10:
00a.m.notlaterthanthethirdbusinessdayfollowingexpirationorearlyterminationofallwaitingperiodsimposedbytheHart-Scott-RodinoAntitrustImprovementsActof1976(the"HSRAct")andsatisfactionofallclosingconditionssetforthinSections4and5hereoforatsuchothertimeandplaceuponwhichtheCompanyandthePurchasershallmutuallyagree(thedateoftheClosingishereinafterreferredtoasthe"ClosingDate").
1.3Delivery.AttheClosing,theCompanywilldelivertothePurchaser(i)acertificateregisteredinthenameofthePurchaserrepresentingtheShares,againstpaymentofthepurchasepricethereforbycheckpayabletotheorderoftheCompanyorbywiretransferinsamedayfundstotheCompany'saccount,and(ii)thedulyexecutedWarrants.
1.4Legend.ThecertificatefortheSharesshallbesubjecttoalegendrestrictingtransferundertheSecuritiesActof1933,asamended(the"SecuritiesAct"),andreferringtorestrictionsontransferherein,suchlegendstobesubstantiallyasfollows:
"ThesecuritiesrepresentedbythiscertificatehavebeenacquiredforinvestmentandhavenotbeenregisteredundertheSecuritiesActof1933.SuchsecuritiesmaynotbesoldortransferredintheabsenceofsuchregistrationoranopinionofcounselsatisfactorytotheCompanyastotheavailabilityofanexemptionfromsuchregistration."
"Thesecuritiesrepresentedbythiscertificatearesubjecttorestrictionsontransfer,includinganysale,pledgeorotherhypothecation,assetforthinacertainCommonStockandWarrantPurchaseAgreementdatedasof_________(M/D/Y),acopyofwhichmaybeobtainedatnocostbywrittenrequestmadebytheholderofrecordofthiscertificatetothecorporatesecretaryoftheCompanyattheCompany'sprincipalexecutiveoffices."
SECTION2REPRESENTATIONSANDWARRANTIESOFTHECOMPANY
TheCompanyherebyrepresentsandwarrantstothePurchaserasfollows:
2.1Organization.TheCompanyisacorporationdulyorganizedandvalidlyexistingunderthelawsoftheStateof_________andisingoodstandingundersuchlaws.TheCompanyhasallrequisitecorporatepowerandauthoritytoown,leaseandoperateitspropertiesandassets,andtocarryonitsbusinessaspresentlyconducted.TheCompanyisqualifiedtodobusinessasaforeigncorporationineachjurisdictioninwhichtheownershipofitspropertyorthenatureofitsbusinessrequiressuchqualification,exceptwherefailuretosoqualifywouldnothaveamaterialadverseeffectontheCompany.TheCompanyhasfurnishedtothePurchasertrueandcorrectcopiesofitsArticlesofIncorporationandBylaws,eachasamendedtodate,andwillfurnishuponrequesttothePurchasertrueandcorrectcopiesofanyamendmentstheretothroughthetermofthisAgreement.
2.2Capitalization.TheauthorizedcapitalstockoftheCompanyconsistsof_________sharesofCommonStock,ofwhichat_________(M/D/Y),_________shareswereissuedandoutstandingand_________sharesofPreferredStock,ofwhichat_________(M/D/Y),noshareswereissuedandoutstanding.Allsuchissuedandoutstandingshareshavebeendulyauthorizedandvalidlyissuedandarefullypaidandnonassessable.Asof_________(M/D/Y),theCompanyhasreservedatotalof_________sharesofitsCommonStockforissuanceunderits_________(M/D/Y)StockPlan,ofwhich_________sharesarereservedforissuanceuponexerciseofoutstandingoptions;andatotalof_________sharesofitsCommonStockforissuanceunderits_________(YEAR)DirectorOptionPlan,ofwhichnosharesarereservedforissuanceuponexerciseofoutstandingoptions.Inaddition,effectiveupontheClosing,theCompanyhasreservedsuchnumberofsharesofCommonStockasshallbenecessarytoprovidefortheexerciseoftheWarrants.ExceptasprovidedordescribedinthisAgreement,therearenootheroptions,warrants,conversionprivilegesorothercontractualrightspresentlyoutstandingtopurchaseorotherwiseacquireanyauthorizedbutunissuedsharesoftheCompany'scapitalstockorothersecurities.
2.3Authorization.TheCompanyhasallcorporateright,powerandauthoritytoenterintothisAgreement,theRegistrationRightsAgreementinsubstantiallytheformattachedheretoasExhibitB(the"RegistrationRightsAgreement")andtheWarrantsandtoconsummatethetransactionscontemplatedherebyandthereby.AllcorporateactiononthepartoftheCompany,itsdirectorsandshareholdersnecessaryfortheauthorization,execution,deliveryandperformanceofthisAgreement,theRegistrationRightsAgreementandtheWarrantsbytheCompany,theauthorization,sale,issuanceanddeliveryoftheSharesandtheWarrantSharesuponexerciseoftheWarrantspursuanttothetermsthereofandtheperformanceoftheCompany'sobligationshereunderandundertheRegistrationRightsAgreementandtheWarrantshavebeentaken.ThisAgreement,theRegistrationRightsAgreementandtheWarrantshavebeendulyexecutedanddeliveredbytheCompanyandconstitutelegal,validandbindingobligationsoftheCompanyenforceableinaccordancewiththeirrespectiveterms,subjecttolawsofgeneralapplicationrelatingtobankruptcy,insolvencyandthereliefofdebtorsandrulesoflawgoverningspecificperformance,injunctiverelieforotherequitableremedies,andtolimitationsofpublicpolicyastheymayapplytoSection7oftheRegistrationRightsAgreement.UpontheirissuanceanddeliverypursuanttothisAgreement,theShareswillbevalidlyissued,fullypaidandnonassessable.UponexerciseoftheWarrantsinaccordancewiththetermsthereof,theWarrantShareswillbevalidlyissued,fullypaidandnonassessable.TheissuanceandsaleoftheSharesandtheWarrantSharesuponexerciseoftheWarrantswillnotgiverisetoanypreemptiverightsorrightsoffirstrefusalonbehalfofanypersoninexistenceeitheronthedatehereoforimmediatelypriortotheClosing.
2.4NoConflict.SubjecttocompliancewiththeHSRAct,theexecutionanddeliveryofthisAgreement,theRegistrationRightsAgreementandtheWarrantsdonot,andtheconsummationofthetransactionscontemplatedherebyandtherebywillnot,conflictwith,orresultinanyviolationof,ordefault(withorwithoutnoticeorlapseoftime,orboth),orgiverisetoarightoftermination,cancellationoraccelerationofanyobligationortoalossofamaterialbenefit,under,anyprovisionoftheArticlesofIncorporationorByla
- 配套讲稿:
如PPT文件的首页显示word图标,表示该PPT已包含配套word讲稿。双击word图标可打开word文档。
- 特殊限制:
部分文档作品中含有的国旗、国徽等图片,仅作为作品整体效果示例展示,禁止商用。设计者仅对作品中独创性部分享有著作权。
- 关 键 词:
- Common Stock and Warrant Purchase Agreement普通股授权购买合同 docx Agreement 普通股 授权 购买 合同
![提示](https://static.bingdoc.com/images/bang_tan.gif)
链接地址:https://www.bingdoc.com/p-15731102.html